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SECTION I - SHELL BROKER DEALERS FOR SALE
Clean Broker Dealers being sold WITHOUT production: Shells. Prices in Section I are NOT negotiable & do not include Capital. All listed prices are "FIRM". These prices include finding the seller, assisting in the due diligence, providing simple purchase agreement, etc.  

#S-6932 (5K Net Cap) established in 1997. Registered in 2 state. Approved for Mutual fund retailer (MFR) and Broker or dealer selling variable life or insurance or annuities (VLA). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $55,000.00

#S-6933 (5K Net Cap) established in 2009. Registered in 1 state. Approved for Private Placement of Securities (PLA). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $65,000.00

#S-6934 (5K Net Cap) established in 1979. Registered in 4 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Put and call broker or dealer or option writer (PCB), Mutual fund retailer (MFR), U.S. government securities broker (GSB), Municipal securities broker (MSB) and Non-exchange member arranging for transactions in listed securities by exchange member (NEX). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $85,000.00

#S-6935 (5K Net Cap) established in 1999. Registered in 2 state. Approved for Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $70,000.00

#S-6937 (5K Net Cap) established in 2005. Registered in 1 state. Approved for Private Placement of Securities (PLA). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $75,0000.00

#S-6938 (5K Net Cap) established in 2005. Registered in 1 state. Approved for Engage solely in the introduction of Institutional and Accredited Investors to Hedge Funds. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $60,000.00

#S-6939 (5K Net Cap) established in 1990. Registered in 1 state. Approved for Mutual fund retailer (MFR) and Broker or dealer selling variable life or insurance or annuities (VLA). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. $60,000.00

#S-6940 (5K Net Cap) established in 2007. Registered in 1 state. Approved for Private Placement of Securities (PLA).. This firm is approved for 3 persons. CRD shows this firm to be COMPLETELY CLEAN. BRAND NEW, NO TRANSACTIONS have been done through this BD Principal will stay through transition. Offered at Offered at $65,000.00

#S-6949 (5K Net Cap) established in 1989. Registered in 1 states. Approved for Broker or dealer selling variable life or insurance or annuities (VLA) and Mutual fund retailer (MFR). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $65,000.00

 #S-6954 (5K Net Cap) established in 2003. Registered in 1 states. Approved for Broker or dealer selling variable life or insurance or annuities (VLA), Mutual fund retailer (MFR), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Investment advisory services (IAD), Private Placement of securities (PLA), and Receive Commissions from the referral of customers to other broker dealers for capital sourcing and fully disclosed business needs. This firm is approved for 10 offices and 10 people. This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $70,000.00   View Membership Agreement.

#S-6965 (5K Net Cap) established in 1999.  Registered in 1 states. Approved for Equity derivatives and Referral Fee's.  This firm holds a two principal waiver.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition.      Offered at $55,000.00

#S-6983  (5K Net Cap) established in 1987.  Registered in 1 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Mutual fund retailer (MFR), Municipal securities broker (MSB) and Investment advisory services (IAD).  This firm holds a two principal waiver.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition.    Offered at $65,000.00      View Membership Agreement.

#S-7000 (5K Net Cap) established in 2003. Approved to sell Variable Annuities (VLA), Mutual Funds (MFR), Life Insurance, Fixed Annuities (VLA) and Investment Advisory Services. APPROVED FOR 6 OFFICES AND 150 BROKERS. Registered in4  States. PRINCIPAL WILL STAY THROUGH TRANSITION PERIOD.     Offered at $80,000.00   Price Reduced        View Membership Agreement.

#S-6936 (5K Net Cap) established in 1992. Registered in 8 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Non-exchange member arranging for transactions in listed securities by exchange member (NEX), U.S. government securities broker (GSB), U.S. government securities dealer (GSD), Municipal securities broker (MSB), Municipal Securities Dealer (MSD), Broker or dealer selling interests in mortgages or other receivables (MRI) and Broker or Dealer selling no-load money market funds. Principal will stay through transition. Offered at $75,000.00

#S-6942 (5K Net Cap) established in 2007. Registered in 1 state. Approved for Private Placement of Securities (PLA). This firm is approved for 20 persons. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $60,000.00

#S-6943 (5K Net Cap) established in 2001. Registered in 7 states. Approved for Private Placement of Securities (PLA) and Mergers & Acquisitions.. This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition and will also stay on longer for the right buyer. Offered at $70,000.00 View Membership Agreement.

#S-6946 (100K Net Cap) established in 2007. Registered in 12 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR) both Foreign and Domestic, Broker or Dealer selling corporate debt securities (BDD), Private Placement of Securities (PLA), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Municipal securities broker (MSB), Municipal Securities Dealer (MSD) and Research CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $75,000.00

#S-6948 (50K Net Cap) established in 1965. Registered in 10 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or dealer selling variable life or insurance or annuities (VLA), Mutual fund retailer (MFR) AND Municipal securities broker (MSB) CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $75,000.00   View Membership Agreement.

#S-6951 (5K Net Cap) established in 2004. Registered in 2 states. Approved for Private Placement of securities (PLA) and Mergers & Acquisitions (M&A) This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $65,000.00

#S-6952 (25K Net Cap) established in 1976. Registered in 17 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA) and Exchange member engaged in exchange commission business other than floor Activities (EMC). This firm holds a two principal waiver.  Principal will stay through transition. Offered at $70,000.00

 #S-6953 (5K Net Cap) established in 1999. Registered in 2 states. Approved for Private Placement of securities (PLA) and Financial advisory services including mergers, acquisitions, debt restructuring and financing. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $60,000.00

 #S-6954 (5K Net Cap) established in 2003. Registered in 1 states. Approved for Broker or dealer selling variable life or insurance or annuities (VLA), Mutual fund retailer (MFR), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Private Placement of securities (PLA), and Receive Commissions from the referral of customers to other broker dealers for capital sourcing and fully disclosed business needs This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $70,000.00    View Membership Agreement.

#S-6955 (5K Net Cap) established in 1970. Registered in 10 states. Approved for Broker or dealer selling variable life or insurance or annuities (VLA), Mutual fund retailer (MFR), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), and Privte Placement of securities (PLA). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $70,000.00       View Membership Agreement.

 #S-6956 (5K Net Cap) established in 2006. Registered in 2 states. Approved for Private Placement of securities (PLA). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $80,000.00        View Membership Agreement.

#S-6957 (5K Net Cap) established in 2006. Registered in 10 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Broker or dealer selling variable life or insurance or annuities (VLA),Mutual fund retailer (MFR), U.S. government securities broker (GSB), U.S. government securities dealer (GSD), Non-exchange member arranging for transactions in listed securities by exchange member (NEX). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $75,000.00          View Membership Agreement.

 #S-6958  (5K Net Cap) established in 1996. Registered in 2 states. Approved for Broker or dealer selling variable life or insurance or annuities (VLA) and Mutual fund retailer (MFR). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $60,000.00           View Membership Agreement.

#S-6959 (5K Net Cap) established in 2002.  Registered in 1 state. Approved for Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA), Investment advisory services (IAD) and Private Placements (PLA).    CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition.      Offered at $55,000.00       View Membership Agreement.

#S-6960 (100K Net Cap) established in 2004. Registered in 10 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Private Placement of securities (PLA), Put and call broker or dealer or option writer (PCB), Mutual fund retailer (MFR), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Broker or Dealer making inter-dealer markets in corporate securities over-the-counter (IDM) and Trading securities for own account (TRA).  CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $95,000.00   View Membership Agreement.

#S-6961 (5K Net Cap) established in 1994. Registered in 3 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Private Placement of securities (PLA) and Marketing and sales through the internet including the acceptance of customer orders via the clearing firms internet website, direct sales, telephonic marketing and the preparation of research reports.  CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at $105,000.00       View Membership Agreement. 

#S-6962  (5K Net Cap) established in 1975. Registered in 1 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Municipal securities broker (MSB), and Investment advisory services (IAD). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN FOR OVER 30 YEARS. TOP NOTCH CLEARING FIRM. Principal will stay through transition.       Offered at $65,000.00

#S-6981 (5K Net Cap) established in 2005.  Registered in two states. Approved for Private Placements (PLA).  This firm holds a two principal waiver.  CRD shows this firm to be COMPLETELY CLEAN having done NO BUSINESS at all.  Principal will stay through transition.      Offered at $60,000.00

#S-6985 (5K Net Cap) established in 2001. Registered in 10 states. Approved for Private Placements (PLA). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.       Offered at $55,000.00         View Membership Agreement.

#S-6987 (5K Net Cap) established in 1994. Approved to sell Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA). Registered in 2 states. Product mix is MF's - 99% and Variables - less than 1%. This firm has 142 client accounts with 375K fee based assets, 3MM in AUM. Gross revenues for 2006 20.5K, 2007 53.3K and YTD 13.K. This BD has NEVER had any Regulatory Issues or Complaints. Principal may stay with new owners.     Offered at $75,000.00

#S-6990 (5K Net Cap) established in 1999. Registered in 1 state. Approved for accepting fees for institutional clients. Top notch clearing firm. CRD shows this firm to be completely clean. Owner will stay through transition.      Offered at $60,000.00

S-6993 (5K Net Cap) established in 1980. Registered in 1 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), Put and call broker or dealer or option writer (PCB), Investment advisory services (IAD), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP) and Non-exchange member arranging for transactions in listed securities by exchange member (NEX). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.       Offered at $64,000.00 

#S-6997 (5K Net Cap) established in 1984. Approved to sell Mutual Funds (MFR), Oil and Gas Interests (OGI), Tax Shelters and/or Limited Partnerships (TAP), Variable Insurance, Variable Annuities (VLA), Approved to wholesale Direct Participation Programs to FINRA Broker-Dealers. Registered in 3 States.  Offered at $55,000.00