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SECTION III - Registered Investment Advisor Opportunities

#45 RIA established in 2004. 50 customer Accounts in one state. $6,500,500.00 Assets under Management. Assets are 100% Fee based. Offered at $250,000.00

#47 (5K Net Cap) established in 1994. Approved to sell Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), U.S. government securities broker (GSB), Broker or dealer selling variable life or insurance or annuities (VLA), Solicitor of time deposits in a financial institutions (SSL), Investment advisory services (IAD), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Broker or dealer selling tax shelters or limited partnerships in the secondary market (TAS), Non-exchange member arranging for transactions in listed securities by exchange member (NEX) and Private Placements (PLA). Registered in 3 states. Product mix is 5% Stocks, 20% Bonds, 15% Options, 5% LP and 25% Fee Based. This firm has 80 client accounts with 42MM in AUM. Gross revenues for 2006  - 114K, 2007 - 137K. tOP nOTCH CLEARING FIRM. Principal will stay with new owners.          Offered at $375,000.00

#48  RIA, in business for 10 years, 25MM AUM, Revenues 150K, Principal will stay with New Owner.  Offered at $300,000.00

#49 (5K Net Cap) established in 2006. Registered in 20 States. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), U.S. government securities dealer (GSB), Municipal securities broker (MSB), Broker or dealer selling variable life or insurance or annuities (VLA), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Non-exchange member arranging for transactions in listed securities by exchange member (NEX) and Private Placements (PLA). Product Mix is 5% Stocks, 5% Bonds, 10% MF’s, 10% Variable, 10%LP’s, 25% Fee Based and 35% DPP. 1000 Client Accounts, 145MM AUM and 62MM in Fee Based Assets. Revenues in 06 - $1.8MM, 07 – 2.4MM YTD – 500K. Firms focus has been on retirement plans for younger clients in accumulation phase. Principal will with New owner.       Offered at $7,000,000.00

#50 RIA established in 1985 50MM Assets Under Management. $250K year to date revenues. EXCELLENT Track Record, Principal will stay with new owner. GREAT DEAL, Wont Last.        Offered at $450,000.00