Welcome to the August List

#226 (5K Net Cap) incorporated in 2001.  Registered in 1 state. Approved for Municipal securities broker (MSB).    CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition. $50K

#227 (5K Net Cap) incorporated in 2006.  Registered in 2 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), Municipal securities broker (MSB), Broker or dealer selling variable life or insurance or annuities (VLA), Put and call broker or dealer or option writer (PCB), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Non-exchange member arranging for transactions in listed securities by exchange member (NEX) and Private Placements (PLA).  This firm holds a two principal waiver. This is a virgin BD having done no business.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition. $75K

#228 (5K Net Cap) incorporated in 2001.  Registered in 10 states. Approved for Private Placements (PLA).  This firm holds a two principal waiver.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition. $55K

#229 (5K Net Cap) incorporated in 1989.  Registered in 7 states. Approved for Private Placements (PLA) and Underwriter or selling group participant (corporate securities other than mutual funds) (USG).  This firm holds a two principal waiver.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition. $65K

#231 (5K Net Cap) incorporated in 2001.  Registered in 1 states. Approved for Private Placements (PLA) . This firm holds a two principal waiver. Principal will stay through transition. $55K

#232 (5K Net Cap) incorporated in 1975.  Registered in 1 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Municipal securities broker (MSB), and Investment advisory services (IAD).  This firm holds a two principal waiver.  CRD shows this firm to be COMPLETELY CLEAN FOR OVER 30 YEARS. TOP NOTCH CLEARING FIRM.    Principal will stay through transition. $60K

#236  (100K Net Cap) incorporated in 1997.  Registered in 1 state. Approved for Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Municipal securities dealer (MSD), Municipal securities broker (MSB) and Financial services advisor.  This firm holds a two principal waiver.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition.       $75K

#239 (5K Net Cap) incorporated in 1999.  Registered in 1 state.  Approved for accepting fees for institutional clients. Top notch clearing firm. CRD shows this firm to be completely clean. Owner will stay through transition.     $55K

#243 (5K Net Cap) incorporated in 2001.  Registered in 1 state.  Authorized for Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA).  CRD shows this firm to be completely Clean.  Principal will stay through transition.     $55K

#244 (5K Net Cap) in 1985.  Registered in 3 States. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Non-exchange member arranging for transactions in listed securities by exchange member (NEX).  This firm is approve for 5 branch offices and 20 associated persons.  Principal will stay through approval process.  $55K

#246 (5K Net Cap) Incorporated in 1984. Authorized for Investment advisory services (IAD), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP) and Real estate syndicator (RES). Registered in 3 States. This firm has been in business over 20 years without any Actions or Violations ever. Principal will stay through Approval Process.          $60K  

#251   (5K Net Cap) incorporated in 1980. Registered in 1 State.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), Put and call broker or dealer or option writer (PCB), Investment advisory services (IAD), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP) and Non-exchange member arranging for transactions in listed securities by exchange member (NEX).  CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.    $64K

#290  (5K Net Cap) Incorporated in 1984. Approved to sell Mutual Funds (MFR), Oil and Gas Interests (OGI), Tax Shelters and/or Limited Partnerships (TAP), Variable Insurance, Variable Annuities (VLA), Approved to wholesale Direct Participation Programs to FINRA Broker-Dealers. Registered in 3 States. $50K

#304  (5K Net Cap) Incorporated in 2001. Approved to sell Mutual Funds (MFR), Life & Health Insurance. (VLA) Registered in 3 States. PRINCIPAL WILL STAY THROUGH TRANSITION. NO DOWN TIME.  $40K

#305  (5K Net Cap) Incorporated in 2003. Approved to sell Variable Annuities (VLA), Mutual Funds (MFR), Life Insurance, Fixed Annuities (VLA) and Investment Advisory Services. APPROVED FOR 6 OFFICES AND 150 BROKERS. Registered in 8 States. PRINCIPAL WILL STAY THROUGH TRANSITION PERIOD.                  $95K

#225  (100K Net Cap) incorporated in 1999.  Registered in 43 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Mutual fund retailer (MFR),U.S. government securities broker (GSB),Municipal securities broker (MSB), Municipal securities dealer (MSD), Broker or dealer selling variable life or insurance or annuities (VLA), Put and call broker or dealer or option writer (PCB), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Non-exchange member arranging for transactions in listed securities by exchange member (NEX), Trading for own account (TRA), Private Placements (PLA), Broker or dealer selling interests in mortgages or other receivables (MRI),  his BD is approved for 3 offices and 25 associated persons. CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition. $70K

#230 (5K Net Cap) incorporated in 1980.  Registered in 5 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Mutual fund retailer (MFR), Municipal securities broker (MSB), Broker or dealer selling variable life or insurance or annuities (VLA), Put and call broker or dealer or option writer (PCB) and Private Placements (PLA).  TOP NOTCH CLEARING FIRM.  Principal will stay through transition. $70K

#233 (5K Net Cap) incorporated in 2005.  Registered in 1 states. Approved for Private Placements (PLA) for institutional clients and may involve commodity-based transactions using derivative instruments.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition. $60K

#234 (100K Net Cap) incorporated in 1992.  Registered in 3 states. Approved for Trading for own account (TRA).  This firm holds a two principal waiver.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition. $ 90K

#237 BD (5K Net Cap) in 1989.  Registered in 1 state.  Approved for Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA), Investment advisory services (IAD), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), and Private Placements (PLA).  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition.  THIS WILL NOT LAST!!        $51.5K

#238 (5K Net Cap) incorporated in 1995.  Registered in 4 states.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), U.S. government securities broker (GSB), Municipal securities broker (MSB), Broker or dealer selling variable life or insurance or annuities (VLA), Put and call broker or dealer or option writer (PCB) and Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP).  Principal will stay through transition.     $55K

#240  (5K Net Cap) incorporated in 1994. Registered in 4 states.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Mutual fund retailer (MFR), U.S. government securities broker (GSB), Put and call broker or dealer or option writer (PCB), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Non-exchange member arranging for transactions in listed securities by exchange member (NEX) and Private Placements (PLA).  TOP NOTCH CLEARING FIRM.  Owner will stay through transition.         $64K

#245  (50K Net Cap) incorporate in 1995. Registered in 4 States. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA), Investment advisory services (IAD), U.S. government securities broker (GSB), Put and call broker or dealer or option writer (PCB), Non-exchange member arranging for transactions in listed securities by exchange member (NEX) and Municipal securities broker (MSB).  Top Notch Clearing firm. CRD # shows this firm to be clean.  Principal will stay through transition.  $55K

#247  (100K Net Cap) incorporated in 1982. Registered in 1 State.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Municipal securities dealer (MSD), Municipal securities broker (MSB) and Investment advisory services (IAD).   TOP NOTCH CLEARING FIRM.  Principal will stay through transition.     $50K

#248 (5K Net Cap) incorporated in 2003. Registered in 1 State.  Approved for Referral income.  Squeaky Clean.  Principal may stay with new owners.  $50K

#249   (5K Net Cap) incorporated in 2003.  Virgin BD having done no business.  Approved for Private Placements (PLA). Registered in 1 State.  CRD shows this firm to be Completely Clean.  Principal will stay through transition.  $55K

#252  (5K Net Cap) incorporated in 2005. Approved for Broker or Dealer selling Corporate Debt Securities (BDD) and Private Placements (PLA).  Registered in 2 States.  CRD shows this firm to be COMPLETELY CLEAN.  Principal will stay through transition.        $60K

#253 (5K Net Cap) incorporated in 1999.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Non-exchange member arranging for transactions in listed securities by exchange member (NEX) and Private Placements (PLA).  CRD report shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.    $55K

#254  (5K Net Cap) incorporated in 2005.  Approved for Private Placements (PLA).  Registered in 1 State.  This firm is clean.       $55K

#255  (5K Net Cap) incorporated in 1980.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Mutual fund retailer (MFR) and Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP).  Registered in 2 States.  CRD shows this firm to be clean, 1 arbitration in 1991 all claims DENIED.  Principal will stay through transition.           $45K

#256 (5K Net Cap) incorporated in 1995.  Approved for Private Placements (PLA). Registered in 3 States.  This firm has a waiver for the 2 Principal requirement.  CRD shows this firm to be Completely Clean.  Principal will stay with through transition.     $70K

#257 (5K Net Cap) Incorporated in 1981. Registered in 2 States. Approved for Mutual fund retailer (MFR) and Private Placements (PLA).  CRD Shows this firm to be Completely Clean.  Principal will stay through transition. 100K+ Tax Loss Carry Forward.    $60K

#258 (5K Net Cap) incorporated in 2004.  Approved for Broker or Dealer selling tax shelters or limited partnerships in primary distributions (TAP), Private Placements (PLA) and Mergers and Acquisitions. Registered in 6 states.  This BD is approved for 150 REPS.  CRD shows this firm to be COMPLETELY CLEAN.      $100K

#261 (5K Net Cap) Incorporated in 1988.  Approved for Non-Exchange member arranging for transactions in listed securities (NEX).  Registered in 1 State.  Principal will stay through transition.   $45K

#278  (5K Net Cap) Incorporated in 2004.  Approved for Underwriting or selling Group Participants (USG), Mergers and Acquisitions, Tax Shelters or Limited Partnerships (TAP) and Private Placements (PLA). Registered in 1 State.  CRD Report shows this BD to be completely CLEAN.  Principal may stay with new owners.           $60K

#315  Incorporated in 2004.  BRAND NEW BD.  Approved solely for Private Placements (PLA). Registered in 2 States. Principal will stay through Approval Process and Beyond.  TURN KEY OPERATION.       $70K

#100  (5K Net Cap) Incorporated in 1987. Approved for Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA), Municipal securities broker (MSB), and Investment advisory services (IAD). Registered in 1 state. Product mix is 95% MF's and 5% Fixed Annuities. This firm has 300 client accounts, with 25MM in AUM. Gross revenues for 06 - 145K, 07 – 145K and YTD 38.5K.  FOR OVER 20 YEARS, THIS BD HAS HAD NO REGULATORY ISSUES OR COMPLAINTS. Principal may stay with new owners.          $175K

#101  (5K Net Cap) Incorporated in 1986. Discount Online Trading. Approved to sell Stocks (BDR) (BDD), U.S. Gov Securities broker (GSB), Municipals (MSB), Mutual Fund Retailer (MFR), Variable Annuities (VLA), Limited Partnership in tax shelters (TAP), Options (PCB) & Website Hosting. Registered in 31 States, WITH GOOD CLEARING ARRANGEMENT. 1 branch office.  Product mix is 80% Stocks, 2% Bonds and 18% options (PCB). Approximately 4000 CUSTOMER ACCOUNTS, 29.5MM IN ASSETS UNDER MANAGEMENT. Gross Revenue in 2006 -1.3MM, 2007 – 1MM YTD - 226K.  4 Brokers and 1 Support Employee’s. PRINCIPAL MAY STAY WITH NEW OWNER.    $1.3MM

#102 (100K Net Cap) incorporated in 2000. Registered in 49 states.  Approved for Broker or Dealer making inter-dealer markets in corporate securities over-the-counter (IDM), Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Mutual fund retailer (MFR), Municipal securities broker (MSB), Put and call broker or dealer or option writer (PCB), Non-exchange member arranging for transactions in listed securities by exchange member (NEX), Trading for own account (TRA), Private Placements (PLA).  Revenues in 06 – 5.8mm, 07 – 5.1MM, YTD – 1.3MM. This firm is and online trading firm and boasts a global presence as well.   Principal will stay with new owners.        $10.5MM

#103  (5K Net Cap) incorporated in 2004. Registered in 4 States.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Mutual fund retailer (MFR), and Put and call broker or dealer or option writer (PCB).  200 Client Accounts, 1MM in AUM. Revenues for 06 -$200K, 07- $125K.   Principal May stay with New Owners.     $85K 

#104  (5K Net Cap) incorporated in 1980’s.  Registered in 9 States.  Approved for Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA) and Private Placements (PLA).  Product mix is 40% MF’s, 40% Variables, 10% fixed and 10% LP’s.  1000+ Client Accounts.  Revenues for 2006 – $1.7MM, 2007 – $1.9MM, YTD – $273K.  20+ YEARS Consistent Track Record with Great Cash Flow.  Principal and Brokers will stay with new owners.    $4.5MM

#105  (100K Net Cap) incorporated in 1999.  Registered in 9 States.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), U.S. government securities dealer (GSB), Municipal securities broker (MSB) and Investment advisory services (IAD). Revenues in 06 - $273K and 07 - $445K.  Clients are Municipal Governments and Authorities.  1 Branch office. Excellent Clearing Firm.  Future business with Municipalities.  Principal May stay with new owners.  $1MM

#106   BD (5K Net Cap).  Authorized to do Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), U.S. government securities dealer (GSB), Broker or dealer selling variable life or insurance or annuities (VLA), Put and call broker or dealer or option writer (PCB), Non-exchange member arranging for transactions in listed securities by exchange member (NEX) and Municipal securities broker (MSB). Registered in 43 States.  This firm has 50+ Independent Reps, 20+ branches.  Revenues in 2006 – 2.5MM, 2007 – 6.5MM, 170 in AUM and 8MM in Fee Based Assets.  This firm is COMPLETELY CLEAN. Principal will stay with new owners.     $10.5MM

#107   (5K Net Cap) incorporated in 1972.  Approved for Mutual fund retailer (MFR), Municipal securities dealer (MSD), Broker or dealer selling variable life or insurance or annuities (VLA), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP) and Broker or dealer selling tax shelters or limited partnerships in the secondary market (TAS).  Registered in 10 States. 8500 Client Accounts with 90MM in AUM.  Product mix is 80% MF’s and 20% Variables.  Revenues are 2006 - $523K, 2007 – $700K, YTD - $774K.  Principal may stay with new owner.     $1.5MM

#108  (100K Net Cap), This is a Self-Clearing Proprietary Trading (TRA) Firm and has been self-clearing for 15 years. Squeaky Clean. New application and Approval Process for self-clearing can take Up To 12-24 Months. Principal will stay through Approval Process. NO DOWN TIME         $650K

#109  (5K Net Cap) formed in 2002. Registered in 3 States.  Authorized to do Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), U.S. government securities dealer (GSB), Municipal securities broker (MSB) and Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP).  This firm has good reputation with major fund managers.  This firm also holds the waiver for two Principals.   INSTITUTIONAL ONLY and this comes with $60K IN REVENUES as well.  Principal may stay with new owners for 2 years.          $140K

#110 (100K Net Cap) incorporated in 1996. Full service firm excels in raising capital for hedge funds and private equity, both direct investment and for funds. Approved for all products and although currently not doing so, this firm is approved for Market Making.  Registered in 30 states product mix is 20% stocks, 10% bonds, 20% mutual funds, 10% LP’s, 40% other.  450 client accounts and 70MM AUM Substantially more in DVP accounts.  Revenues:, 2007 – 1MM, YTD – over 1MM in first half of 08.  CRD report shows this firm to be COMPLETELY CLEAN and this firm has EXCELLENT REPUTATION.  Approved for 75 persons.  Principal may stay with new owners.      $1.750 MM

#111  (5K Net Cap) incorporated in 1999.  Registered in 42 states.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Mutual fund retailer (MFR), U.S. government securities dealer (GSB), Municipal securities broker (MSB), Solicitor of time deposits in a financial institutions (SSL), Put and call broker or dealer or option writer (PCB), Non-exchange member arranging for transactions in listed securities by exchange member (NEX) and Private Placements (PLA).  Product mix 90% stocks, 1% bonds, 3% mutual funds and 5% options.  800 Client Accounts with 40 MM AUM.  Revenues: 2005 - 665K, 2006 - 875K and YTD - 710 K.  CRD report shows this firm to be COMPLETELY CLEAN.  Principal and 12 brokers will stay with new owner.     $800K

#112  (5K Net Cap) incorporated in 1992.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), Municipal securities broker (MSB), Broker or dealer selling variable life or insurance or annuities (VLA), Put and call broker or dealer or option writer (PCB) and a Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP).  Registered in 7 States  Product mix 45% stocks 25% bonds 2% mutual funds 5% options and 25% fee based.  200 Client Accounts with 23 MM plus in AUM.  Principals has strong relations with unions. CRD report shows this firm to be COMPLETELY CLEAN with TOP-NOTCH clearing firm.  Principal will stay with new owner.    $750K

#113   (5K Net Cap) incorporated in 1998.  Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Mutual fund retailer (MFR), U.S. government securities dealer (GSB), Broker or dealer selling variable life or insurance or annuities (VLA), Put and call broker or dealer or option writer (PCB) and Non-exchange member arranging for transactions in listed securities by exchange member (NEX).  Registered in 9 States. Agency only, serving only Institutional Clients. 99% Stocks and 1% Bonds.  REVENUES 2006 - $903K and 2007 – $753K.  TOP NOTCH CLEARING FIRM.  Principal, 3 brokers and 3 support persons will stay with new owner.   $1.125MM

#114  (5K Net Cap) Incorporated in 1992.  Authorized to sell Stocks (BDR), (BDD) Bonds, Variables, Variable Annuities (VLA), Limited Partnerships (TAP), Municipal Bonds (MSB), Mutual Funds (MFR), 529’s, RIA and Insurance Agency . Registered in 28 States. Good Clearing Firm. 85MM in Money Under Management. 43 Independents. Revenues, 2006 – 1.7mm and 2007 – 1.9MM. Principal will stay until approval. NO DOWN TIME.    $1.4MM 

#118  (100K Net Cap)  Incorporated in 1978.  Approved to sell Stocks (BDR), Underwriting/Selling Group Participants (USG), Mutual Funds (MFR), Variable Annuities (VLA), Tax Shelters or Limited Partnerships, Proprietary Trading (TRA), Private Placements (PLA), and Market Making (IDM) in over 140 Stocks, DUAL CLEARING ARRANGEMENT.  REGISTERED IN 34 STATES. There are 14 Brokers with this Firm.  99% of Business is Stocks.  05’ Revenue – 2.1MM, 06’ – 3.5MM.  GREAT MEMBERSHIP AGREEMENT.  Principal and Brokers will stay with new owner.  NO DOWN TIME!           $1.5 MM

#120  (5K Net Cap) Incorporated in 1986. Approved to sell Stocks (BDD)(BDR), Bonds, Municipals (MSD)(MSB), Mutual Funds (MFR), Options (PCB), Private Placements (PLA), Insurance, Variable Annuities (VLA), Underwriter and/or Group Participants (USG). Registered in 47 States. Product Mix 90% Stocks, 5% Bonds, 3% Mutual Funds (MFR), 2% Options. APPROXIMATELY 5000 IN CUSTOMER ACCOUNTS. $ 50MM IN ASSETS UNDER MANAGEMENT. Gross revenues 2005-$586K, 2006-$5.752MM. 49 Brokers, 10 Support Employees. PRINCIPAL WILL STAY WITH NEW OWNERS FOR SMOOTH TRANSITION. BD has been around since 1986, and has been able to acquire a membership agreement that allows a very diverse product line.    $ 9.5MM

#121  ($5K Net Cap) Incorporated in 2004. Approved to sell Stocks, Bonds, Mutual Funds (MFR), Municipals, Options (PCB), Tax Shelters, and/or Limited Partnerships (Tap), Variable Insurance and Variable Annuities (VLA). Registered in 15 States. Product Mix, 10% Stocks, 3% Bonds, 45% Mutual Funds (MFR), 37% Variables, 1% Options , 3% Limited Partnerships, 1% Fee Based. Firm also approved for RIA. APPROXIMATELY 2500 IN CUSTOMER ACCOUNTS. $200 MM IN ASSETS UNDER MANAGEMENT. Gross Revenue 2005-$544K, 2006-$985K. 20 Independents, 2 Support Employees. Principal will stay with new owner. NO DOWN TIME. YOU DON’T GET ANY CLEANER THAN THIS!   $ 1.8MM

#127  (5K Net Cap) Incorporated in 2000. Approved to sell Stocks (BDD)(BDR), Bonds, Municipals (MSD)(MSB), Investment Advisory (IAD), Mutual Funds (MFR), Variable Insurance and Variable Annuities (VLA). Product mix is 5% Stocks, .5% Bonds, 88% Mutual Funds (MFR), 1% Fixed Annuities (VLA), 3.5% Variable, 1% Fee Based, 1% Life & LTC.  Registered in 4 States. 26MM IN ASSETS UNDER MANAGEMENT. Gross Revenues 2005 -$381.75K, 2006-$ 415.5K YTD $130.2K. 3 Brokers GOOD CLEARING ARRANGEMENT. Principal will stay with new owner for SMOOTH TRANSITION!        $ 425K

#130  (25K Net Cap) Incorporated in 1991. Approved to sell Stocks (BDD)(BDR), Gov’t Securities Broker (GSB), Kiosks in Banks or Credit Unions (BNA), Municipals (MSB), Mutual Funds (MFR), Selling Securities of Non-Profit (NPB), Options (PCB), Private Placements (PLA), Investment Advisory Services (IAD), Tax Shelters or Limited Partnerships (TAP), Variable Life Insurance, Variable Annuities and Insurance Products (VLA). Registered in 24 States. Product Mix 10.5% Stocks, 45.4% Mutual Funds, 3.3% Fixed Annuities, 37.2% Variable, and 3.6% Insurance. APPROXIMATELY 12,000 + CUSTOMER ACCOUNTS. 425MM IN TOTAL ASSETS UNDER MANAGEMENT. Gross Revenue 2004-2.8MM, 2005-3.1MM. 83 Brokers, 17 Independents, and 12 Support Employees. 55 Brokers in Banks. PRINCIPAL WILL STAY THROUGH TRANSITION PERIOD. NO DOWN TIME.                    $6.5MM

#131  (50K Net Cap) Incorporated in 1987. Approved to sell Mutual Funds (MFR), Tax Shelters or Limited Partnerships (TAP), Variable Annuities (VLA). Registered in 30 States. TOP NOTCH CLEARING ARRANGEMENT. Product Mix 5% Stocks, 1% Bonds, 63% Mutual Funds, 22% Variable, 1% Options, 5% Limited Partnerships, 3% Fee Based. 5400 CUSTOMER ACCOUNTS. 250MM IN ASSETS UNDER MANAGEMENT. Gross Revenue 2004-1.3MM, 2005-1.3MM.  34 Brokers and 3 Support Employees. PRINCIPAL WILL STAY THROUGH TRANSITION PERIOD WITH NEW OWNER.  $2.2MM

#132  (100K Net Cap) Incorporated in 1998. Approved to sell Stocks (BDR), Options (PCB), Proprietary Trading (TRA), Non-Exchange member arranging for transactions in listed securities (NEX), Futures and Commodities. Registered in 35 States. Product Mix 40% Stocks, 10% Bonds, 10% Mutual Funds, 40% Options. Approximately 1500 Customer Accounts. 20MM IN ASSETS UNDER MANAGEMENT. Gross Revenue 2004-3.1MM, 2005-2.3MM. 40